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DAV

DAV Professional Placement Group

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Commercial, Financial & Executive Financial Markets » Alternative Investments… (1)» Asset Management… (36)» Banking, Credit & Wealth M… (14)» Business Analysis & Projec… (5)» Compliance & Legal… (8)» Corporate Finance, Private… (3)» Finance, Tax & Risk Manage… (13)» Insurance, Employee Benefi… (10)» Investment Operations & Ad… (26)» Recruitment Consultant… (1)» Sales, Marketing & Busines… (12) Engineering ICT Industry

You are here: Financial Markets » Compliance & Legal

Compliance & Legal Jobs

Compliance Officer
R 700 000 - Permanent
Compliance - a valued skill set. This leading private client institution is seeking your compliance expertise & in depth knowledge of financial services legislation (FAIS, FICA, CISCA, LT & Pension Fund Act). It is essential that you have 3 to 5 years compliance experience in the private client wealth management or private client banking environment. This opportunity will give you the chance to implement & maintain the compliance function in the wealth management business as well as mitigate risk & oversee the statutory compliance framework. Your BA Law or BCOM LLB & certificate in compliance management is essential. To grab this attractive career enhancing opportunity call me.… Compliance Officer Details »
Compliance Officer
R Negotiable - Permanent
Your opportunity to join the best of the best!! Do you have a Compliance background with experience in Asset Management/Retail Investments & are looking for the next step in your career? This is a sought after skill & you could be the sought after skill this amazing company is looking for. Essential is your knowledge & experience in Asset Management & relevant Legal/Compliance qualification. For a confidential discussion, contact me. SA citizenship or SA permanent residency essential.… Compliance Officer Details »
Senior Legal Advisor
R 700 000 - Permanent
A great position exists in this leading financial services firm for an experience, qualified Attorney with 6-7 years’ experience with strong experience gained in product legislation & endowments as well as strong experience in collective investments scheme, LT insurance & Pension Funds legislation. In this niche team offering phenomenal exposure - you will be responsible for all aspects of legal & compliance & will put your technical knowledge to good use. For a confidential discussion, please contact me. SA citizenship or SA permanent residency essential.… Senior Legal Advisor Details »
Compliance Officer
R Negotiable - Permanent
Your opportunity to join the best of the best!! Do you have a Compliance background with experience in Asset Management/Retail Investments & are looking for the next step in your career? This is a sought after skill & you could be the sought after skill this amazing company is looking for. Essential is your knowledge & experience in Asset Management & relevant Legal/Compliance qualification. For a confidential discussion, contact me. SA citizenship or SA permanent residency essential.… Compliance Officer Details »
Assistant Portfolio Compliance Officer
R 300 000 - Permanent
Do you want to work for a leading Asset Manager? If you have a BCom & 2 to 3 years compliance monitoring experience from asset management then this could be your chance. Join their highly regarded compliance team & work with the Portfolio Compliance Officer, Legal, & Operations to review, interpret & clarify mandate guidelines & restrictions prior to trading a new portfolio. As well as assist in establishing & testing automated or manual processes to monitor mandate guidelines & restrictions & interact with Traders & Portfolio Managers in the evaluation & resolution of pre- or post-trade compliance warnings & alerts. What a brilliant opportunity. Your Bachelors degree & financial services experience is essential.SA citizenship or SA permanent residency essential.… Assistant Portfolio Compliance Officer Details »
Assistant Portfolio Compliance Officer
R 300 000 - Permanent
Do you want to work for a leading Asset Manager? If you have a BCom & 2 to 3 years compliance monitoring experience from asset management then this could be your chance. Join their highly regarded compliance team & work with the Portfolio Compliance Officer, Legal, & Operations to review, interpret & clarify mandate guidelines & restrictions prior to trading a new portfolio. As well as assist in establishing & testing automated or manual processes to monitor mandate guidelines & restrictions & interact with Traders & Portfolio Managers in the evaluation & resolution of pre- or post-trade compliance warnings & alerts. What a brilliant opportunity. Your Bachelors degree & financial services experience is essential. SA citizenship or SA permanent residency essential.… Assistant Portfolio Compliance Officer Details »
Senior Legal Advisor
R Negotiable - Permanent
A great position exists in this leading financial services firm for a seasoned Legal Advisor with an LLB, CFP & 6-7 years’ experience & two Product areas are essential – strong knowledge of retirement funds or living annuity experience is essential! This is a technical role & we seek an individual with strong experience gained in product legislation & endowments as well as strong experience in collective investments scheme, LT insurance & Pension Funds legislation. In this niche team offering phenomenal exposure - you will be responsible for all aspects of legal & compliance & will put your technical knowledge to good use. This is a brilliant opportunity with leadership responsibilities. SA citizenship or SA permanent residency essential.… Senior Legal Advisor Details »
Regulatory Compliance Consultant
R Negotiable - Permanent
Looking for a role like no other? Join this Global Software Company that develops & implements portfolio analytics software to the SA Asset Management community & take your career & exposure to new heights! They seek a dynamic consultant to implement & support the Investment Compliance software solution & in so doing you will be involved in: project planning, system installation, business analysis, testing, process documentation & change management. You will need a “consulting” personality, excellent communication skills & the ability to adapt in a changing environment. Also essential is your knowledge of SA Investment Limit Monitoring Compliance as well as Financial Markets in general. Investment software knowledge & consulting ability are also key skills for success. Don’t wait – contact me. SA citizenship or SA permanent residency essential.… Regulatory Compliance Consultant Details »

 

We specialise in finding exactly the right job for you, and our clients range from blue chip organisations to smaller companies. The jobs we have listed on our website are only a small selection of hundreds we have available. And we excel at finding the right position for our candidates. So if you don't see what you are looking for here, please get in touch.

 
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